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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Phillip Winther is a financial advisor with over 20 years of experience in the industry. James Phillip Winther is registered with the state of North Carolina and holds multiple licenses and designations, including Series 7, Series 66, and Series 26. James Phillip Winther is currently affiliated with Brookstone Wealth Advisors, LLC and Brookstone Capital Management LLC in Waxhaw, North Carolina. James Phillip Winther provides financial planning, portfolio management, and educational seminars to individuals and businesses. James Phillip Winther has experience working with clients in a variety of industries, including insurance, investment, and real estate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
10/04/2021 - Present
Brookstone Wealth Advisors, LLC (Waxhaw NC)
NY
05/03/2021 - 09/10/2021
IBN FINANCIAL SERVICES, INC. (LIVERPOOL NY)
NC
06/19/2018 - 07/08/2020
ROYAL ALLIANCE ASSOCIATES, INC. (WAXHAW NC)
NC
12/19/2014 - 06/20/2018
LINCOLN FINANCIAL ADVISORS CORPORATION (CHARLOTTE NC)
NC
02/26/2010 - 12/22/2014
COASTAL EQUITIES, INC. (WAXHAW NC)
NC
07/16/2008 - 03/12/2009
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTE NC)
PA
10/25/2006 - 06/16/2008
AIG RETIREMENT ADVISORS, INC. (MALVERN PA)
NY
05/07/2003 - 07/21/2005
IFMG SECURITIES, INC. (PURCHASE NY)
MO
01/02/2003 - 04/29/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
03/15/1999 - 06/14/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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