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James Phillip william Epstein

State Farm Investment Management Corp.

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About James Phillip william Epstein

James Epstein is a financial advisor with State Farm Investment Management Corp. based in Ukiah, California. James has over 20 years of experience in the financial services industry and has a broad range of expertise in securities, investment advising and insurance. James is a Series 6, 7, 63, and 65 licensed advisor. James has a history of providing investment advice to individuals, investment companies and business clients. In addition to James' experience as an advisor, James also holds the Chartered Financial Consultant designation. James is committed to helping clients achieve their financial goals and is dedicated to providing personalized service.

Firm Information

James Epstein is currently registered with State Farm Investment Management Corp.. State Farm Investment Management Corp. is a terminated corporation formed on December 9, 1966, headquartered in Bloomington, IL. The firm primarily managed investment portfolios for individuals and investment companies. They managed a total of $10,164,536,171 in assets, all of which were discretionary.
State Farm Investment Management Corp.

ONE STATE FARM PLAZA

BLOOMINGTON, IL 61710-0001

$10.16B

Assets Under Management

Not reported

Total Clients

4,868

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Epstein’s Registration & Firm History

CA

10/13/2023 - Present

State Farm Investment Management Corp. (Ukiah CA)

WI

10/11/1999 - 01/10/2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

10/11/1999 - 01/10/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MA

01/13/1999 - 09/13/1999

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 12/30/2008

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/06/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/26/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Phillip william Epstein.
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