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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James phillip? Claim Your ProfileJames Phillip Wayne Carr is a financial advisor with Fidelity Personal And Workplace Advisors in Tulsa, Oklahoma. James Phillip Wayne Carr is a CERTIFIED FINANCIAL PLANNER™ professional and has been in the industry since 2012. James Phillip Wayne Carr has experience working with several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BOK Financial Securities, Inc., Ameriprise Financial Services, Inc., and H.D. Vest Investment Services. James Phillip Wayne Carr's experience includes providing financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OK
07/20/2020 - Present
Fidelity Personal AND Workplace Advisors (TULSA OK)
OK
04/30/2020 - 06/12/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TULSA OK)
OK
08/22/2014 - 11/21/2019
BOK FINANCIAL SECURITIES, INC. (TULSA OK)
OK
04/26/2013 - 09/05/2014
AMERIPRISE FINANCIAL SERVICES, INC. (TULSA OK)
OK
09/07/2011 - 04/29/2013
H.D. VEST INVESTMENT SERVICES (TULSA OK)
BOTH
Issued 09/26/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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