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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Phillip Sluis is an investment advisor representative at Columbia Management Investment Advisers, LLC. James has been in the industry since November 7, 2013, and holds Series 63, 65, 7 and SIE licenses. James has been registered with Columbia Management Investment Advisers, LLC since September 15, 2016. Before that, James was registered with ALPS Distributors, Inc. in New York, New York. Columbia Management Investment Advisers, LLC is a large investment advisor, with approximately $1 billion to $10 billion in assets under management. The firm primarily provides asset liability management, credit analysis and asset allocation services to investment companies, insurance companies, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset liability management, credit analysis & asset allocation svcs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MA
02/15/2022 - Present
Columbia Management Investment Advisers, LLC (BOSTON MA)
NY
11/08/2013 - 09/15/2016
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
IA
Issued 04/10/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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