Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Phillip Ryan is a financial advisor who has been in the industry since 2002. He currently works at MML Investors Services, LLC. Prior to joining MML Investors Services, LLC, James Phillip Ryan was a registered representative at Hornor, Townsend & Kent, Inc. and MetLife Securities Inc. James Phillip Ryan is licensed in New York and has passed the Series 6, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
08/24/2020 - Present
MML Investors Services, LLC (NEW YORK NY)
NY
12/12/2012 - 12/12/2018
HORNOR, TOWNSEND & KENT, INC. (HAUPPAUGE NY)
NY
01/08/2010 - 12/06/2012
METLIFE SECURITIES INC. (HAUPPAUGE NY)
NY
10/21/2004 - 05/07/2009
METLIFE SECURITIES INC. (HAUPPAUGE NY)
NY
10/21/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (HAUPPAUGE NY)
MN
07/19/2004 - 11/03/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/19/2004 - 11/03/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
05/24/2000 - 06/08/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
10/11/1999 - 01/10/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 10/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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