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James Phillip McEachern

Cetera Advisors LLC

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About James Phillip McEachern

James McEachern is a financial advisor based in Salem, MA. James is registered with Cetera Advisors LLC, a firm he joined in 2016. James has been working in the financial industry since 1986. Prior to Cetera Advisors LLC, James was a financial advisor at Investors Capital Corp. and United Planners' Financial Services of America A Limited Partner. James is licensed to sell securities in Florida, Massachusetts, New Hampshire, New Jersey, New York, Ohio and Rhode Island.

Firm Information

James McEachern is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James McEachern’s Registration & Firm History

MA

10/03/2016 - Present

Cetera Advisors LLC (SALEM MA)

MA

02/28/2012 - 10/03/2016

INVESTORS CAPITAL CORP. (SALEM MA)

MA

12/03/2004 - 02/28/2012

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SALEM MA)

AZ

03/23/1994 - 12/14/2004

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

MN

11/16/1994 - 07/24/1996

FORTIS INVESTORS, INC. (OAKDALE MN)

MD

01/15/1991 - 03/21/1996

THE ADVISORS GROUP, INC. (BETHESDA MD)

MA

03/07/1994 - 03/28/1994

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

AZ

01/12/1994 - 03/21/1994

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

DE

12/06/1991 - 01/28/1994

PML SECURITIES COMPANY (NEWARK DE)

MA

10/27/1986 - 04/16/1991

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

04/17/1986 - 04/16/1991

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/20/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/30/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James Phillip McEachern. Review regulatory record here.
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