Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Philip Lombardo is a financial professional with over 15 years of experience in the industry. James holds the Series 6, Series 63, and Series 99TO licenses, and is registered in New York. James is currently employed with Mutual Of America Securities LLC in Garden City, NY. James was previously employed with Mutual of America Life Insurance Company, also in Garden City, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/24/2020 - Present
Mutual OF America Securities LLC (Garden City NY)
NY
09/03/2007 - 11/16/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Garden City NY)
BC
Issued 04/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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