Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Holland is a financial advisor with over 14 years of experience in the financial services industry. James is currently registered with Frost Investment Services, a firm with over $1 billion in assets under management. James has a broad range of experience, including working with individuals, corporations, and charitable organizations. James has a Series 6, 7, 63 and 66 license and is a registered investment advisor in Texas and Colorado. James specializes in portfolio management, financial planning, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
12/05/2023 - Present
Frost Investment Services (SAN ANTONIO TX)
TX
10/01/2012 - 12/02/2023
J.P. MORGAN SECURITIES LLC (PLANO TX)
TX
11/04/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PLANO TX)
TX
02/16/2009 - 05/11/2009
NEW ENGLAND SECURITIES (HOUSTON TX)
BOTH
Issued 09/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Holland is the right advisor for you? Invested Better is here to help.
