Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Funk is a financial advisor with over 20 years of experience in the financial services industry. James currently holds a Series 65 license to provide investment advisory services. James also has a Series 3, 6, 7, 31, and SIE license. James is currently registered with Farther. James has been with Farther since 2024, and previously was with Bison Wealth, LLC, and Lakeview Capital. James specializes in providing financial planning, pension consulting, and portfolio management for both individuals and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
08/08/2024 - Present
Farther (Mableton GA)
GA
05/17/2013 - 04/13/2017
STERNE AGEE FINANCIAL SERVICES, INC. (ATLANTA GA)
GA
06/01/2009 - 06/13/2013
MORGAN STANLEY (ATLANTA GA)
GA
05/04/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
TX
04/26/2000 - 04/12/2001
UNITED SERVICES PLANNING ASSOCIATION, INC. (FORT WORTH TX)
IA
Issued 07/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2012
Series 3 - National Commodity Futures Examination
BC
Issued 11/25/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 06/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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