Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Davidowitz is a financial professional with over 30 years of experience in the industry. James is currently registered with Seaport Global Securities LLC. Previously, James was employed at Cantor Fitzgerald & Co. and Bear, Stearns & Co. Inc. James has a broad range of experience, holding licenses in several areas including Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7), National Commodity Futures Examination (Series 3), Limited Representative-Equity Trader Exam (Series 55), General Securities Sales Supervisor - Options Module Examination (Series 9), General Securities Sales Supervisor - General Module Examination (Series 10), General Securities Principal Examination (Series 24), Securities Trader Exam (Series 57TO) and Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/01/2018 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
05/10/2010 - 11/03/2017
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
08/18/1987 - 06/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 08/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/12/1998
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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