Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Philip Buckalew is a financial advisor with Wells Fargo Clearing Services, LLC. James has been in the financial industry since 1998. He is a CERTIFIED FINANCIAL PLANNER™ professional and is registered to provide investment advice in several states. James has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. James specializes in retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/01/2015 - Present
Wells Fargo Clearing Services, LLC (CHESTERFIELD MO)
MO
02/08/2006 - 12/02/2015
U.S. BANCORP INVESTMENTS, INC. (SAINT LOUIS MO)
NY
06/01/2005 - 02/28/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/20/1998 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 04/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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