Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Peter Yuka is a financial advisor with over 19 years of experience in the financial services industry. James has worked with a number of firms including Charles Schwab, TD Ameritrade, Merrill Lynch, and Ameriprise Financial. James is currently registered with LPL Financial and offers investment advisory services in both New Jersey and Virginia. James is also registered as an investment advisor representative in New Jersey. James holds the Series 7 and Series 66 licenses, as well as the Securities Industry Essentials Examination (SIE). James focuses on providing financial planning, portfolio management, and other advisory services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
07/07/2022 - Present
LPL Financial LLC (POINT PLEASANT NJ)
NJ
05/20/2011 - 10/19/2020
CHARLES SCHWAB & CO., INC. (Red Bank NJ)
NJ
05/08/2008 - 04/28/2011
TD AMERITRADE, INC. (SHREWSBURY NJ)
NJ
02/22/2007 - 04/03/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EATONTOWN NJ)
NJ
07/08/2004 - 02/14/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MATAWAN NJ)
MN
07/08/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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