Unclaimed
James Tammaro is a financial professional with over 30 years of experience in the industry. James is currently registered with Kenmar Securities, LLC in New York, NY and has previously been registered with TGP Securities, Inc., Pickwick Capital Partners, LLC, McKim Capital, Inc., HSBC Securities (USA) Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James holds a Series 7, 63, 24, 8, 65, 79, 99, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/28/2024 - Present
Kenmar Securities, LLC (NEW YORK NY)
NJ
07/05/2012 - 02/05/2024
TGP SECURITIES, INC. (SUMMIT NJ)
NY
01/05/2011 - 08/05/2013
PICKWICK CAPITAL PARTNERS, LLC (NEW YORK NY)
NY
11/07/2008 - 12/31/2010
MCKIM CAPITAL, INC. (NEW YORK NY)
NY
02/24/2005 - 01/10/2008
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
04/28/2003 - 02/22/2005
BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)
NY
10/19/1983 - 04/16/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/22/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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