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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Peter Shannon is a financial advisor with over 17 years of experience in the industry. James currently works for Osaic Wealth, Inc. based in Burr Ridge, IL, and is registered as an Investment Advisor Representative in multiple states, including Florida, Illinois, and Minnesota. James has a strong track record of providing financial advice and wealth management services to a variety of clients, including high-net-worth individuals, families, and businesses. James's commitment to client service and his expertise in financial planning, portfolio management, and investment strategies have earned him a reputation as a trusted advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
01/19/2024 - Present
Osaic Wealth, Inc. (BURR RIDGE IL)
IL
05/26/2010 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (BURR RIDGE IL)
IL
09/17/2008 - 02/25/2010
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
09/15/2006 - 09/24/2008
LEHMAN BROTHERS INC. (CHICAGO IL)
IL
05/16/2000 - 02/22/2001
ROSENTHAL COLLINS SECURITIES, L.L.C (CHICAGO IL)
BC
Issued 10/13/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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