Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Peter Ryan is a financial advisor who has been in the industry since December 1988. He has a series 7, series 63, series 65 and SIE license and is currently registered with Hornor, Townsend & Kent, LLC as a registered representative and investment advisor representative. James Peter Ryan has worked for other firms like Signator Investors, Inc., MONY Securities Corporation and The Mutual Life Insurance Company of New York. He is active in Arizona, Florida, Massachusetts, Minnesota, Missouri, Oklahoma, Pennsylvania, Texas, and Washington. James Peter Ryan provides financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
OK
05/13/2008 - Present
Hornor, Townsend & Kent, LLC (TULSA OK)
MA
07/01/1999 - 08/08/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
NY
12/20/1988 - 07/15/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
12/20/1988 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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