Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Pellitteri is a financial advisor at Commonwealth Financial Network. James has been in the industry since 1983, and has been with Commonwealth Financial Network since 2016. James is registered as a registered representative in 23 states and an investment advisor representative in 1 state. James is a certified financial planner and has been active in the industry since 1983. James holds the Series 6, 7, 24, 52, 53, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2021 - Present
Commonwealth Financial Network (Latham NY)
NY
11/06/1996 - 11/18/2016
LPL FINANCIAL LLC (LATHAM NY)
NY
03/15/1996 - 11/26/1996
WINTERGREEN FINANCIAL GROUP, INC. (PORT WASHINGTON NY)
SC
09/08/1995 - 03/26/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NJ
06/10/1983 - 09/11/1995
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 12/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/09/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Pellitteri is the right advisor for you? Invested Better is here to help.
