Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Peter Maietta is a financial advisor who has been in the industry since 1993. James is currently registered with The Leaders Group, Inc. in Littleton, CO and has been with them since June 2019. Prior to that, James was with Allianz Life Financial Services, LLC and Pruco Securities Corporation. James holds a Series 6, 7, 26, 63 and 65 licenses, and he is registered with the state of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/04/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MN
09/08/2001 - 06/04/2019
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NJ
10/21/1993 - 08/08/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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