Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Peter Lux is a financial advisor registered with Cetera Investment Advisers LLC and has been in the financial services industry since May 1994. James has a Series 6, Series 7 and Series 63 licenses. James has experience with a variety of financial services, including insurance, annuities and life, health and disability insurance. James is also a registered representative with Central Financial Services. James's previous employers include Fahnestock & Co., Inc. and Aviva Life and Annuity Co. James is registered to provide investment advice in Wisconsin, Florida, Georgia, Illinois, and Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
06/29/2023 - Present
Cetera Investment Advisers LLC (WEST ALLIS WI)
NY
05/27/1994 - 12/31/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
BC
Issued 06/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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