Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Peter Lux is a registered representative with Cetera Investment Advisers LLC, a firm that has been in business since 1994. James has been in the financial industry for over 29 years and has experience working with a variety of clients, including individuals, businesses, and charitable organizations. James is registered in Florida, Georgia, Illinois, Kansas, and Wisconsin. James holds the Series 6, 7, and 63 licenses and the SIE exam. James is also a licensed life, health, disability, annuity and long-term care insurance agent in the state of Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
06/29/2023 - Present
Cetera Investment Advisers LLC (WEST ALLIS WI)
NY
05/27/1994 - 12/31/1995
FAHNESTOCK & CO., INC. (NEW YORK NY)
BC
Issued 6/9/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/1/1997
Series 7 - General Securities Representative Examination
BC
Issued 5/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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