Unclaimed
James Lefebvre is a financial professional with over 20 years of experience in the financial industry. James is currently registered with Voya Investments Distributor, LLC. Prior to joining Voya Investments Distributor, LLC, James was previously employed by Hartford Life Distributors, LLC, Hartford Securities Distribution Company, Inc., Hartford Investment Financial Services, LLC, Hartford Equity Sales Company Inc., MML Distributors, LLC, MML Investors Services, Inc., Phoenix Equity Planning Corporation, and WS Griffith Securities, Inc. James holds Series 7, Series 24, Series 53, and SIE licenses. James is located in Windsor, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/14/2012 - Present
Voya Investments Distributor, LLC (WINDSOR CT)
CT
07/21/2009 - 07/31/2012
HARTFORD LIFE DISTRIBUTORS, LLC (SIMSBURY CT)
CT
06/13/2006 - 07/31/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
CT
06/08/2006 - 07/31/2012
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (SIMSBURY CT)
CT
06/08/2006 - 07/30/2012
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
MA
12/01/2005 - 05/10/2006
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
08/30/2004 - 05/10/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CT
09/13/2001 - 07/13/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
04/11/2002 - 06/02/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 02/26/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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