Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Peter Jeffery is a financial advisor with over 30 years of experience in the industry. James has been a Registered Representative for Procyon Advisors, LLC since 2019, and has been with Procyon Private Wealth Partners, LLC since February 2019. James also has experience with other firms including Herbert J. Sims & Co. Inc., Asiel & Co., Tucker Anthony Incorporated, Firstmark Securities, Inc., Russell & Co, Smith Barney, Harris Upham & Co., Incorporated and Stoever, Glass & Company Inc. James holds multiple licenses and certifications, including the Series 7, Series 24, Series 52, Series 53 and Series 63 and Series 65 exams. James specializes in providing financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/19/2019 - Present
Procyon Advisors, LLC (New York NY)
CT
01/03/1995 - 11/20/2000
HERBERT J. SIMS & CO. INC. (FAIRFIELD CT)
NY
11/30/1990 - 11/15/1994
ASIEL & CO. (NEW YORK NY)
MA
04/02/1985 - 11/30/1990
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
02/14/1985 - 03/01/1985
FIRSTMARK SECURITIES, INC.
NA
08/08/1984 - 02/21/1985
RUSSELL & CO
NA
10/08/1982 - 05/04/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
12/19/1978 - 09/29/1982
STOEVER, GLASS & COMPANY INC.
IA
Issued 05/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 11/17/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1978
Series 52 - Municipal Securities Representative Examination
Active
Inactive
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