Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Huennekens is a financial advisor with over 20 years of experience in the financial services industry. James is currently registered with Aristotle Capital Management, LLC. He is a Series 7, Series 66 and SIE licensed professional. James has a proven track record of helping individuals and families achieve their financial goals. His expertise includes investment management, retirement planning, and estate planning. James is committed to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
06/21/2019 - Present
Aristotle Capital Management, LLC (NAPERVILLE IL)
ME
01/02/2019 - 10/24/2023
IMST DISTRIBUTORS, LLC (PORTLAND ME)
ME
12/28/2015 - 05/17/2018
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NJ
07/19/2013 - 12/31/2015
TANGENT CAPITAL PARTNERS, LLC (SHORT HILLS NJ)
CA
10/16/2007 - 01/17/2012
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
01/05/2005 - 09/17/2007
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
NY
03/10/2004 - 05/11/2004
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
MA
04/18/1999 - 04/16/2002
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
CT
02/02/1999 - 04/07/1999
PILGRIM SECURITIES, INC. (WINDSOR CT)
CA
02/17/1998 - 01/29/1999
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
NY
08/07/1997 - 01/29/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/10/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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