Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Healy is a financial advisor with Eagle Strategies LLC. James has been in the financial industry since 1984. He has a wealth of experience in providing financial advice to individuals, businesses, and charitable organizations. James holds multiple licenses and certifications, including the Series 7, Series 3, Series 63, and Series 65. He is also a registered representative of NYLIFE Securities Inc. In addition to his work with Eagle Strategies LLC, James also works as an insurance broker for New York Life Insurance Company. James is committed to providing his clients with the highest level of service and expertise. He takes a personalized approach to financial planning and works closely with his clients to understand their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
01/01/2025 - Present
Eagle Strategies LLC (MILWAUKEE WI)
WI
04/28/2008 - 12/19/2019
THRIVENT INVESTMENT MANAGEMENT INC. (OCONOMOWOC WI)
WI
10/12/1990 - 11/06/2006
WACHOVIA SECURITIES, LLC (WAUKESHA WI)
MN
11/10/1986 - 10/24/1990
PIPER, JAFFRAY & HOPWOOD INCORPORATED (MINNEAPOLIS MN)
NA
04/18/1984 - 11/28/1986
PAINEWEBBER INCORPORATED
IA
Issued 06/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1984
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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