Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gauthier is a financial advisor with over 30 years of experience in the industry. James currently works at Cerity Partners LLC, a firm with approximately 80.6 Billion in assets under management and over 700 employees. James has been a financial advisor for over 30 years. Prior to joining Cerity Partners, James was a financial advisor at Maryland Capital Management, LLC and PNC. James holds the Series 7 and Series 66 licenses and is a Chartered Financial Analyst (CFA). James has a strong background in financial planning and portfolio management. James specializes in serving the needs of high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations. James offers a range of financial advisory services, including financial planning, portfolio management, and tax services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax services; bill pay
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
01/03/2023 - Present
Cerity Partners LLC (NEW YORK NY)
NY
10/01/2008 - 04/02/2009
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
MD
09/01/1997 - 08/21/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
06/20/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
OH
03/07/1994 - 05/24/1994
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
MD
10/21/1993 - 03/25/1994
CHEVY CHASE SECURITIES, INC. (BETHESDA MD)
NY
04/22/1993 - 10/07/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
11/01/1989 - 04/16/1993
ALEX. BROWN & SONS INCORPORATED
NY
12/16/1987 - 08/30/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 11/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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