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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Peter Forsman is a financial advisor with over 38 years of experience in the financial services industry. James is currently registered with Morgan Stanley and has been with the firm since June 2009. Prior to joining Morgan Stanley, James was registered with CITIGROUP GLOBAL MARKETS INC. and Sherwood Capital, Inc. James is registered in 42 states as a Broker and in 2 states as an Investment Advisor Representative. He holds the Series 7, 31, and 63 licenses. James has also passed the Securities Industry Essentials (SIE) Exam and the Uniform Investment Adviser Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
03/19/2012 - Present
Morgan Stanley (St. Petersburg FL)
FL
09/25/1987 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ST. PETERSBURG FL)
NA
02/02/1987 - 09/21/1987
SHERWOOD CAPITAL, INC.
NA
03/22/1984 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 04/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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