Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dzwilewski is a financial professional with over 19 years of experience in the industry. James has a strong track record of success in providing financial advice and investment management services to clients. James is currently registered with Corebridge Capital Services, Inc. Prior to that, James was registered with Sammons Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Securian Financial Services, Inc., Blackrock Investments, LLC, FAM Distributors, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. James holds the Series 63, Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/26/2022 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
IA
10/28/2019 - 09/27/2022
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
DE
09/07/2018 - 08/26/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON DE)
MN
10/03/2016 - 09/10/2018
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NJ
09/29/2006 - 11/05/2015
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
NY
02/17/2005 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
11/03/2003 - 02/17/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
01/29/2003 - 03/25/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/29/2003 - 03/25/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/29/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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