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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dretler is a financial advisor at Morgan Stanley in Tucson, Arizona. James has been in the financial industry since 1982, working with a variety of clients including individuals, families, and businesses. He has extensive experience in investment management, financial planning, and retirement planning. James has held various positions within the financial industry, including roles at Citigroup Global Markets Inc., Lehman Brothers Inc., and Prudential Securities Incorporated. In addition to his Series 66, 65, and 63 registrations, James holds the Series 7, Series 3, and Series 15 licenses. James is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
06/01/2009 - Present
Morgan Stanley (Tucson AZ)
AZ
08/13/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TUCSON AZ)
AZ
07/31/1993 - 08/25/2008
CITIGROUP GLOBAL MARKETS INC. (TUCSON AZ)
NY
09/03/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/24/1982 - 09/03/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 08/07/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 12/01/1982
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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