Unclaimed
James Cahill is a financial advisor in Littleton, Colorado, with over 38 years of experience in the financial services industry. James is currently registered with The Leaders Group, Inc. and has previously held positions at ING Financial Partners, Inc., Hartford Equity Sales Company Inc., CNA Investor Services, Inc., and Aetna Life Insurance and Annuity Company. James holds several professional designations, including Series 2, Series 63, and Series 26. He has a strong track record of providing personalized financial advice to clients, helping them reach their financial goals. James is dedicated to helping his clients build a secure financial future and is committed to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MN
07/12/2013 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (MINNETONKA MN)
IL
02/22/1991 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (OAKBROOK TERRACE IL)
NY
11/07/1986 - 01/23/1991
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
NA
06/19/1983 - 02/27/1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BC
Issued 10/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1974
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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