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James Peter Boudouris

Transamerica Financial Advisors, Inc.

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About James Peter Boudouris

James Boudouris is a financial advisor with Transamerica Financial Advisors, Inc., with over 30 years of experience in the industry. James has a strong background in the financial services sector, having held positions at various firms including World Group Securities, Inc., WMA Securities, Inc. and E*TRADE Securities, Incorporated. James has passed numerous industry exams, including Series 7, Series 24, Series 4, Series 53, Series 55 and Series 57TO. He has also held leadership roles as a Principal at previous firms. Currently, James is registered with FINRA and has licenses in Georgia and Iowa.

Firm Information

James Boudouris is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Boudouris’s Registration & Firm History

IA

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (Cedar Rapids IA)

GA

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (DULUTH GA)

GA

03/26/2002 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

NJ

02/11/1999 - 01/28/2002

E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)

NY

09/15/1997 - 09/15/1998

H.J. MEYERS & CO., INC. (ROCHESTER NY)

CA

06/15/1994 - 12/12/1995

INTEGRATED GLOBAL SECURITIES, INC. (PASADENA CA)

CA

09/09/1993 - 06/29/1994

REGENCY CAPITAL GROUP, INC. (GLENDALE CA)

NY

08/12/1991 - 06/14/1993

NEW ENGLAND SECURITIES (NEW YORK NY)

CO

04/24/1990 - 10/10/1990

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

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Licenses & Designations

BC

Issued 04/30/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/23/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/09/2000

Series 4 - Registered Options Principal Examination

BC

Issued 09/16/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Peter Boudouris. Review regulatory record here.
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