Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Peter Biestek is a financial advisor currently working with Robert W. Baird & Co. Inc.. James has been in the financial industry since 1995 and has a history of working with several other firms including Jefferies LLC, Bonds Direct Securities LLC, Legg Mason Wood Walker, Incorporated, Rodman & Renshaw Inc. and The Chicago Corporation. James is registered in 18 states and holds a Series 7, Series 9, Series 10, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
03/31/2016 - Present
Robert W. Baird & Co. Inc. (Chapel Hill NC)
NC
11/01/2004 - 03/03/2016
JEFFERIES LLC (CHAPEL HILL NC)
NY
06/30/2003 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
MD
02/05/1997 - 07/08/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IL
10/07/1996 - 02/06/1997
RODMAN & RENSHAW INC. (CHICAGO IL)
NC
12/12/1995 - 10/03/1996
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
IL
11/20/1995 - 01/01/1996
THE CHICAGO CORPORATION (CHICAGO IL)
NY
08/15/1995 - 09/19/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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