Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Pender is a financial advisor registered with Cuso Financial Services, LP. James has been in the industry since 2005 and has a broad experience in various financial services firms, including SunTrust Investment Services, Inc., LPL Financial LLC, and Merrill Lynch. James holds Series 7, Series 66, and SIE licenses, and he is registered in multiple states, including Maryland, Virginia, Texas, California, and Florida. James specializes in providing financial planning and investment advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
06/18/2020 - Present
Cuso Financial Services, LP (Rockville MD)
MD
03/26/2019 - 05/28/2020
SUNTRUST INVESTMENT SERVICES, INC. (SILVER SPRING MD)
VA
11/03/2017 - 03/11/2019
LPL FINANCIAL LLC (RESTON VA)
VA
05/31/2013 - 11/03/2017
INVESTMENT PROFESSIONALS, INC. (RESTON VA)
VA
05/22/2012 - 05/31/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIENNA VA)
MD
09/22/2010 - 11/07/2011
FIDELITY BROKERAGE SERVICES LLC (BETHESDA MD)
VA
11/17/2004 - 08/04/2010
BB&T INVESTMENT SERVICES, INC. (MCLEAN VA)
NY
11/21/2003 - 05/04/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 12/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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