Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Paul Wertz is a financial advisor at Independent Financial Group, LLC. James has been in the industry since February 2007. James is registered with the state of Colorado and Texas. James has licenses in Series 6, Series 63, Series 26, and Series 65. James specializes in working with individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. James also offers financial planning, portfolio management, and selection of other advisors. In addition to James's work at Independent Financial Group, LLC, James is a Managing Member of Evergreen Wealth Collaborative. James is also an insurance agent and a Junior Golf Coach at Collindale Golf Club. James is a board member of Windshire Park Metro District.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
07/18/2022 - Present
Independent Financial Group, LLC (WINDSOR CO)
CO
06/01/2012 - 06/10/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (FORT COLLINS CO)
CO
05/12/2010 - 06/05/2012
AXA ADVISORS, LLC (FORT COLLINS CO)
CO
06/30/2009 - 04/30/2010
EVOLVE SECURITIES, INC. (JOHNSTOWN CO)
CO
07/01/2008 - 06/09/2009
EVOLVE SECURITIES, INC. (FORT COLLINS CO)
CO
02/13/2007 - 07/02/2008
QA3 FINANCIAL CORP. (FT COLLINS CO)
IA
Issued 07/24/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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