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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Paul Vansteenhuyse is a financial advisor with Stifel, Nicolaus & Company, Inc. James has over 40 years of experience in the financial services industry. James holds Series 3, 5, 7, 8, 9, 10, 63 and 65 licenses. James specializes in providing financial planning, portfolio management, pension consulting, educational seminars, and selection of other advisors. James is registered with the following states: Arizona, Arkansas, California, Illinois, Iowa, Michigan, Minnesota, Nevada, New Jersey, New Mexico, Tennessee, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/13/2018 - Present
Stifel, Nicolaus & Company, Inc. (PHOENIX AZ)
AZ
06/10/1986 - 03/20/2018
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
NA
02/15/1985 - 06/04/1986
EDEN FINANCIAL SERVICES, INC.
NA
04/19/1984 - 06/02/1986
BRITSON INVESTMENTS, INC.
NA
08/02/1979 - 04/05/1983
E. F. HUTTON & COMPANY INC
IA
Issued 03/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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