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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Urbonas is a financial advisor with over 27 years of experience in the industry. James is registered with Ameriprise Financial Services, LLC and has been working in the field since April of 1996. James is licensed in 14 states, and holds Series 7, 24, 63, and 65 licenses as well as the SIE. James specializes in helping individuals, families, and businesses with a wide range of financial needs, including retirement planning, investment management, and estate planning. Prior to joining Ameriprise, James was affiliated with LPL Financial LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
02/05/2024 - Present
Ameriprise Financial Services, LLC (Englewood CO)
CO
05/05/2010 - 02/12/2024
LPL FINANCIAL LLC (ENGLEWOOD CO)
CA
06/01/2009 - 05/07/2010
MORGAN STANLEY SMITH BARNEY (SAN FRANCISCO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
04/08/2004 - 04/02/2007
MORGAN STANLEY DW INC. (SAN FRANCISCO CA)
NJ
04/16/1996 - 04/22/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 05/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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