Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Paul Taylor is a financial advisor with Kestra Investment Services, LLC. James has been in the industry for over 20 years and holds both Series 7 and Series 63 licenses. James previously worked with PROEQUITIES, INC., NFP SECURITIES, INC., and FTN FINANCIAL SECURITIES CORP. James specializes in providing financial advice to clients in Alabama, Arkansas, Kentucky, Mississippi, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
12/14/2017 - Present
Kestra Investment Services, LLC (Memphis TN)
TN
04/05/2012 - 12/19/2017
PROEQUITIES, INC. (CORDOVA TN)
TN
06/24/2009 - 03/13/2012
NFP SECURITIES, INC. (MEMPHIS TN)
TN
11/23/2001 - 12/08/2008
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
BC
Issued 03/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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