Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Paul Smith has been in the financial industry since January 2, 1990. He is a registered representative of Creativeone Securities, LLC, a firm headquartered in Overland Park, Kansas. James is a Chartered Financial Consultant and is currently licensed to provide financial services in 14 states. James has worked with several firms over his long career, including Signator Investors, Inc. and Transamerica Financial Advisors, Inc. James works with a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. James provides financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
SC
11/01/2018 - Present
Creativeone Securities, LLC (Mt. Pleasant SC)
SC
05/13/2016 - 10/31/2018
SIGNATOR INVESTORS, INC. (MOUNT PLEASANT SC)
SC
01/02/2014 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (MOUNT PLEASANT SC)
SC
10/28/2004 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (MT PLEASANT SC)
AZ
10/01/2002 - 10/29/2004
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
TX
01/02/1990 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BC
Issued 05/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/1990
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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