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James Paul Schulthise

American Portfolios Financial Services, Inc.

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About James Paul Schulthise

James Paul Schulthise is a financial professional with over 30 years of experience in the financial services industry. James is currently registered with American Portfolios Financial Services, Inc. in Indiana. James has held previous positions with Questar Capital Corporation, Royal Alliance Associates, Inc., Mariner Financial Services, Inc., Pruco Securities Corporation and The Prudential Insurance Company of America. James holds the Series 6, Series 63 and SIE licenses.

Firm Information

James Schulthise is currently registered with American Portfolios Financial Services, Inc.. American Portfolios Financial Services, Inc. is a corporation approved in April 1990, registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Schulthise’s Registration & Firm History

IN

04/12/2007 - Present

American Portfolios Financial Services, Inc. (HUNTINGBURG IN)

IN

01/07/2000 - 04/17/2007

QUESTAR CAPITAL CORPORATION (HUNTINGBURG IN)

AZ

09/03/1997 - 01/06/2000

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

FL

01/22/1993 - 09/08/1997

MARINER FINANCIAL SERVICES, INC. (LARGO FL)

NJ

05/29/1990 - 01/25/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

05/29/1990 - 01/25/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 05/29/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for James Paul Schulthise. Review regulatory record here.
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