linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Paul Rocchio

Castle Hill Capital Partners, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Paul Rocchio

James Paul Rocchio is a financial advisor with Castle Hill Capital Partners, Inc. in New York, NY. James is registered with the Financial Industry Regulatory Authority (FINRA). James has been in the financial industry since December 1994. James has experience in the following areas: General Securities Representative Examination, Securities Industry Essentials Examination, and Uniform Securities Agent State Law Examination.

Firm Information

James Rocchio is currently registered with Castle Hill Capital Partners, Inc.. Castle Hill Capital Partners, Inc. is a corporation formed in September 1997. They are registered with the SEC and in 39 states, offering investment advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Rocchio’s Registration & Firm History

NY

05/07/2018 - Present

Castle Hill Capital Partners, Inc. (NEW YORK NY)

CA

07/05/2013 - 01/24/2018

ROBERT W. BAIRD & CO. INCORPORATED (SAN FRANCISCO CA)

CA

07/02/2012 - 06/14/2013

KNIGHT CAPITAL AMERICAS LLC (SAN FRANCISCO CA)

CA

07/15/2010 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (SAN FRANCISCO CA)

CA

10/01/2008 - 07/26/2010

J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)

CA

06/02/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)

CA

03/16/2005 - 06/02/2008

BEAR, STEARNS & CO. INC. (SAN FRANCISCO CA)

NY

05/01/2001 - 02/16/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/05/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/01/2000 - 02/05/2001

CHASE SECURITIES INC. (NEW YORK NY)

CA

10/14/1998 - 02/01/2000

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

CA

03/25/1998 - 09/01/1998

PACIFIC GROWTH EQUITIES, INC. (SAN FRANCISCO CA)

MN

04/12/1996 - 11/26/1996

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

CA

01/27/1993 - 04/18/1996

VAN KASPER & COMPANY (SAN FRANCISCO CA)

Not sure if James Paul Rocchio is right for you?

Licenses & Designations

BC

Issued 01/05/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Paul Rocchio.
Not sure if James Paul Rocchio is right for you?