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James Paul Nygaard

XMS Capital Partners, LLC

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About James Paul Nygaard

James Paul Nygaard is a financial professional who has been in the industry since 1999. James is currently registered with XMS Capital Partners, LLC and has previously worked at Morgan Stanley & Co., Incorporated. James has passed the Series 7, Series 99TO and SIE exams.

Firm Information

James Nygaard is currently registered with XMS Capital Partners, LLC. XMS Capital Partners, LLC is a Limited Liability Company formed on September 22, 2006. The firm is registered in Illinois, Louisiana, Massachusetts, New York, Virginia, and Wisconsin. XMS Capital Partners, LLC is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Nygaard’s Registration & Firm History

IL

01/29/2008 - Present

XMS Capital Partners, LLC (CHICAGO IL)

IL

08/30/1999 - 11/21/2007

MORGAN STANLEY & CO., INCORPORATED (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Paul Nygaard.
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