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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Morgan is a financial advisor with State Farm Investment Management Corp. in Wichita, KS. James has been in the industry since 2004. James is a registered Investment Adviser Representative. James is also licensed in Kansas. James has passed Series 63, 66, and 65 exams as well as the SIE and Series 7. James is affiliated with State Farm Investment Management Corp. and provides investment advisory services to individuals and investment companies. James has a strong background in financial planning and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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KS
12/04/2018 - Present
State Farm Investment Management Corp. (Wichita KS)
KS
07/11/2011 - 05/31/2012
CUSO FINANCIAL SERVICES, L.P. (WICHITA KS)
KS
10/01/2007 - 07/06/2011
WELLS FARGO ADVISORS, LLC (WICHITA KS)
KS
05/02/2007 - 08/27/2007
ALLSTATE FINANCIAL SERVICES, LLC (WICHITA KS)
KS
07/20/2004 - 04/02/2007
EDWARD JONES (WITCHITA KS)
IA
Issued 12/04/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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