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James Paul Matten

Ingalls & Snyder, LLC

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About James Paul Matten

James Paul Matten is a registered representative with Ingalls & Snyder, LLC. James has been in the industry since 2019 and holds Series 7, 99, 57, and 63 licenses. James's previous experience includes roles at Webull Financial LLC, Castleoak Securities, LP, BGC Financial, L.P., Aqua Securities L.P., CF Secured, LLC, Fenics Execution, LLC, GFI Securities LLC, Mint Brokers, Sunrise Brokers LLC and Cantor Fitzgerald & Co. James is also registered in New Jersey and New York.

Firm Information

James Matten is currently registered with Ingalls & Snyder, LLC. Ingalls & Snyder, LLC, is a Limited Liability Company that has been approved since January 2, 1996. The firm's main office is located in NEW YORK, NY. The firm offers a range of advisory services, including financial planning, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. The firm has approximately $6,897,915,721 in regulatory assets under management, with 4,189 total accounts. The firm serves a variety of clients including high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans.
Ingalls & Snyder, LLC

1 ROCKEFELLER PLAZA

NEW YORK, NY 10020

$6.90B

Assets Under Management

1

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see "miscellaneous" on schedule d.

Please see "miscellaneous" on schedule d.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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James Matten’s Registration & Firm History

NY

07/23/2021 - Present

Ingalls & Snyder, LLC (NEW YORK NY)

NY

09/17/2020 - 06/17/2021

WEBULL FINANCIAL LLC (NEW YORK NY)

NY

08/21/2019 - 09/17/2020

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

09/12/2019 - 09/08/2020

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

08/21/2019 - 09/08/2020

AQUA SECURITIES L.P. (NEW YORK NY)

NY

08/21/2019 - 09/08/2020

CF SECURED, LLC (NEW YORK NY)

NY

08/21/2019 - 09/08/2020

FENICS EXECUTION, LLC (NEW YORK NY)

NY

08/21/2019 - 09/08/2020

GFI SECURITIES LLC (NEW YORK NY)

NY

08/21/2019 - 09/08/2020

MINT BROKERS (NEW YORK NY)

NY

08/21/2019 - 09/08/2020

SUNRISE BROKERS LLC (NEW YORK NY)

NY

08/19/2019 - 09/08/2020

CANTOR FITZGERALD & CO. (New York NY)

NY

08/21/2019 - 05/27/2020

CFWP SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/16/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2021

Series 57TO - Securities Trader Exam

BC

Issued 03/03/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/19/2019

Series 99TO - Operations Professional Examination

BC

Issued 07/08/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Paul Matten.
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