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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mailhes is a financial advisor at LPL Financial LLC, a firm with over $50 billion in assets under management. James has been in the industry since 1984 and is a Certified Financial Planner and Chartered Financial Consultant. James has served clients in Corpus Christi, Texas for over 25 years and has previously been affiliated with VOYA Financial Advisors, Inc. and Cetera Advisor Networks LLC. He specializes in providing financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
08/27/2021 - Present
LPL Financial LLC (CORPUS CHRISTI TX)
TX
06/09/2021 - 09/01/2021
CETERA ADVISOR NETWORKS LLC (CORPUS CHRISTI TX)
TX
09/02/1997 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (CORPUS CHRISTI TX)
NY
10/17/1995 - 09/12/1997
MONY SECURITIES CORP. (NEW YORK NY)
NY
09/24/1984 - 10/10/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 02/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/21/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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