Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Paul Ludwick is a financial advisor with Fifth Third Securities, Inc. with over 20 years of experience in the financial services industry. James Paul Ludwick has been registered with the Securities and Exchange Commission since December 12, 2012. James Paul Ludwick is also registered with the state of Ohio as an investment advisor representative. James Paul Ludwick has passed the Series 7, Series 24, Series 27, Series 4, Series 53, Series 63 and Series 66 exams. James Paul Ludwick holds a current registration with the Financial Industry Regulatory Authority.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
12/12/2012 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
MO
12/05/2000 - 03/01/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 12/11/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/23/2013
Series 4 - Registered Options Principal Examination
BC
Issued 07/16/2010
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/24/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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