Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Johnson is an investment advisor representative registered with The Ameriflex Group. James has been in the financial industry since 2006. James is registered in New Mexico and has a Series 7 and Series 66 license. James also holds the Securities Industry Essentials Examination (SIE) designation. James specializes in retirement planning, portfolio management, and financial planning. James has worked at several firms in the past, including Kestra Investment Services, LLC, SAGEPOINT FINANCIAL, INC., KEMPER SECURITIES GROUP, INC. and BOETTCHER & COMPANY, INC. James is also the Executive Officer for Laboratory Operations at Los Alamos National Labs and serves as Chair of the Laboratory's Benefit and Investment Committee. James is a fiduciary and has a passion for investment management and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NM
02/03/2021 - Present
THE Ameriflex Group (Albuquerque NM)
NM
02/02/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (ALBUQUERQUE NM)
NM
08/24/2007 - 02/05/2021
KESTRA INVESTMENT SERVICES, LLC (ALBUQUERQUE NM)
NA
09/04/1990 - 10/02/1990
KEMPER SECURITIES GROUP, INC.
NA
03/21/1989 - 09/04/1990
BOETTCHER & COMPANY, INC.
BOTH
Issued 11/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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