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James Paul Helsel

Charles Schwab & CO., Inc.

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About James Paul Helsel

James Paul Helsel is a financial advisor registered with Charles Schwab & CO., Inc. and has been in the industry since May 19, 1996. James is licensed in 26 states and holds the Series 7, Series 63, and Series 65 licenses, as well as the SIE. James is a Certified Financial Planner and provides financial planning services. James also participates in Charles Schwab's wrap fee program and financial planning advisor referral program.

Firm Information

James Helsel is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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James Helsel’s Registration & Firm History

CA

01/02/2019 - Present

Charles Schwab & CO., Inc. (Newport Beach CA)

CA

05/02/2001 - 07/13/2002

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

04/29/1997 - 05/02/2001

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

CA

10/25/1996 - 04/01/1997

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

MI

04/18/1994 - 11/12/1994

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 05/08/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for James Paul Helsel. Review regulatory record here.
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