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James Paul Gruver

Foreside Funds Distributors LLC

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About James Paul Gruver

James Gruver is a financial professional with over 20 years of experience in the industry. James has been registered with Foreside Funds Distributors LLC since September 2023. Prior to that, James was a registered representative with Heitman Securities LLC from February 2016 through May 2023. James holds a Series 7, Series 3, Series 24 and Series 63 license. James is currently registered in 53 states and the District of Columbia.

Firm Information

James Gruver is currently registered with Foreside Funds Distributors LLC. Foreside Funds Distributors LLC is a Limited Liability Company formed in January 2012. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Gruver’s Registration & Firm History

MA

09/11/2023 - Present

Foreside Funds Distributors LLC (Waltham MA)

IL

02/23/2016 - 05/03/2023

HEITMAN SECURITIES LLC (CHICAGO IL)

MA

07/02/2007 - 05/30/2013

MBSC SECURITIES CORPORATION (BOSTON MA)

MA

10/05/2004 - 07/02/2007

MELLON FUNDS DISTRIBUTOR, L.P. (BOSTON MA)

NY

07/25/2003 - 12/31/2005

MBSC, LLC (NEW YORK NY)

PA

02/13/2001 - 10/04/2001

INVESTOR FORCE SECURITIES, INC. (WAYNE PA)

PA

01/30/1997 - 05/04/2000

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

PA

11/15/1994 - 11/28/1995

SEI FINANCIAL SERVICES COMPANY (OAKS PA)

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Licenses & Designations

BC

Issued 10/25/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2013

Series 3 - National Commodity Futures Examination

BC

Issued 11/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Paul Gruver.
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