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James Paul Giordano

Truist Securities, Inc.

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About James Paul Giordano

James Paul Giordano is a registered representative with Truist Securities, Inc. He is licensed to sell securities in 52 states and the District of Columbia. James has a strong background in the financial services industry, having passed the Series 63, Series 24, Series 79TO, and SIE exams. He is also a registered principal with FINRA. James is committed to providing his clients with the highest level of service and expertise.

Firm Information

James Giordano is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Giordano’s Registration & Firm History

TX

08/11/2020 - Present

Truist Securities, Inc. (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/31/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2020

Series 24 - General Securities Principal Examination

BC

Issued 08/10/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/06/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Paul Giordano.
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