Unclaimed
James Paul Giordano is a registered representative with Truist Securities, Inc. He is licensed to sell securities in 52 states and the District of Columbia. James has a strong background in the financial services industry, having passed the Series 63, Series 24, Series 79TO, and SIE exams. He is also a registered principal with FINRA. James is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/11/2020 - Present
Truist Securities, Inc. (HOUSTON TX)
BC
Issued 08/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/10/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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