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James Paul Gibbons

Foreside Fund Services, LLC

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About James Paul Gibbons

James Paul Gibbons is a registered representative and investment advisor representative with Foreside Fund Services, LLC. James has over 14 years of experience in the financial services industry. James is registered in 12 states: Arkansas, Colorado, Idaho, Louisiana, Mississippi, Montana, Nevada, New Mexico, Oklahoma, Texas, Utah, and Wyoming. James holds the Series 63, Series 7 and Series 65 licenses. James is also a holder of the SIE license. James was previously employed by ALPS Distributors, Inc., Foreside Fund Services, LLC, Northern Trust Securities, Inc., J.P. Morgan Institutional Investments Inc., and JPMorgan Distribution Services, Inc.

Firm Information

James Gibbons is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Gibbons’s Registration & Firm History

CO

05/05/2021 - Present

Foreside Fund Services, LLC (DENVER CO)

CO

01/04/2021 - 03/02/2021

ALPS DISTRIBUTORS, INC. (DENVER CO)

ME

02/11/2020 - 12/31/2020

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

CO

09/21/2011 - 11/19/2019

NORTHERN TRUST SECURITIES, INC. (DENVER CO)

NY

01/03/2011 - 09/16/2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

01/24/2007 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/27/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/24/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Paul Gibbons.
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