Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Paul Gattone is a financial professional with over 5 years of experience in the industry. James is currently registered with Wells Fargo Securities, LLC and holds Series 3, 99, and SIE licenses. James's career began on February 22, 2018, and James is currently based in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/22/2018 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2018
Series 3 - National Commodity Futures Examination
BC
Issued 02/22/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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