Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Farrell is a financial advisor with Ameriprise Financial Services, LLC. James has been in the financial services industry since 2011 and is registered with FINRA. James is also a Registered Investment Advisor and is licensed in multiple states. James has experience working with a variety of clients, including individuals, families, trusts, estates, businesses, and retirement plans. James specializes in financial planning, asset allocation, and portfolio management. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
03/05/2019 - Present
Ameriprise Financial Services, LLC (Ramsey NJ)
NJ
04/18/2011 - 03/07/2019
EDWARD JONES (ENGLEWOOD CLIFFS NJ)
NJ
11/09/2010 - 02/17/2011
AXA ADVISORS, LLC (EDISON NJ)
BC
Issued 06/15/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/06/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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