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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Paul Cunningham is a financial advisor with Commonwealth Financial Network. James has over 20 years of experience in the financial services industry. He is registered with the state of South Dakota as a Registered Representative and Investment Advisor Representative. James provides a wide range of financial services to individuals, families, and businesses. His services include financial planning, investment management, retirement planning, and insurance. James is committed to providing his clients with personalized and professional service. He believes in building long-term relationships with his clients and helping them achieve their financial goals. James has been associated with Commonwealth Financial Network since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
12/13/2007 - Present
Commonwealth Financial Network (Rapid City SD)
CA
12/13/2000 - 05/03/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
07/12/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
10/08/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
ME
07/08/1998 - 07/12/1999
FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)
BOTH
Issued 12/11/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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